تحلیل نهادی گذار به مدیریت بهره‌برداری مشارکتی منابع آب سدها در مناطق روستایی شهرستان سنندج

نویسندگان

1 گروه جغرافیای انسانی و برنامه‌ریزی، دانشکدۀ جغرافیا، دانشگاه تهران، تهران، ایران

2 دانشجوی دکتری، گروه جغرافیای انسانی و برنامه‌ریزی، دانشکدۀ جغرافیا، دانشگاه تهران، تهران، ایران

3 گروه جغرافیای طبیعی، دانشکدۀ جغرافیا، دانشگاه تهران، تهران، ایران.

10.22059/jrd.2026.409383.668971

چکیده

گذار به مدیریت بهره‌برداری مشارکتی منابع آب سدها صرفاً با ایجاد سازوکارهای صوری مشارکت تحقق نمی‌یابد، بلکه مستلزم دگرگونی در ترتیبات نهادی، بازتعریف نقش دولت و تقویت ظرفیت نهادهای محلی در فرایند حکمرانی آب است. تحلیل نهادی فرایند گذار به مدیریت بهره‌برداری مشارکتی می‌تواند به درک عمیق‌تر موانع و ظرفیت‌های این تحول کمک کند. شهرستان سنندج، با وجود سدهای متعدد و وابستگی زیاد معیشت روستایی به منابع آب سطحی، نمونه‌ای مناسب برای واکاوی این گذار نهادی به‌شمار می‌رود.
پژوهش حاضر با هدف اتخاذ رویکرد تحلیل نهادی و با اتکا به چارچوب نظری حکمرانی آب و نظریۀ نهادی با بهره‌گیری از تحلیل ثانویۀ داده‌های کیفی، به واکاوی الزامات نهادی و اجتماعی این گذار در مناطق روستایی شهرستان سنندج می‌پردازد. داده‌ها از مطالعات پیشین، اسناد سیاستی و یافته‌های کیفی موجود استخراج و با رویکرد تحلیلی–تفسیری بازخوانی شدند.
یافته‌ها نشان داد به‌رغم تضعیف ساختاری نهادهای محلی در دهه‌های اخیر، قواعد غیررسمی، شبکه‌های اجتماعی و سازوکارهای اعتماد محلی همچنان از ظرفیت بالقوه‌ای برای تنظیم روابط میان بهره‌برداران برخوردارند. به‌رسمیت‌شناختن این ظرفیت‌ها و ادغام آن‌ها در چارچوب‌های رسمی حکمرانی می‌تواند زمینه‌ساز افزایش مشروعیت، کارایی و پایداری مدیریت منابع آب سدها شود.
این یافته‌ها بر ضرورت نگاه نهادی و اجتماعی به بهره‌برداری از سدها به‌عنوان پیش‌شرط توسعۀ پایدار آب در مناطق روستایی تأکید دارد. براساس نتایج، مشارکت بهره‌برداران پیش‌شرط مدیریت پایدار منابع آب است. بااین‌حال، یافته‌های این مطالعه با برجسته‌سازی نقش تمرکزگرایی، شکنندگی نهادی و بحران اعتماد نشان می‌دهد در بسترهای نهادی مانند ایران و به‌ویژه در مناطق روستایی شهرستان سنندج، گذار به مدیریت بهره‌برداری مشارکتی بیش از آنکه مسئله‌ای فنی یا محلی باشد، چالشی ساختاری در حکمرانی چندسطحی آب است

کلیدواژه‌ها


عنوان مقاله [English]

An Institutional Analysis of the Transition toward Participatory Operations Management of Dam Water Resources in the Rural Areas of Sanandaj County

نویسندگان [English]

  • Seyed Ali Badri 1
  • Zanyar Goftari 2
  • Seyed Mossa Hosseini 3
  • Mohammad Reza Rezvani 1
1 Department of Human Geography and Planning, Faculty of geography, University of Tehran, Tehran, Iran
2 PhD Candidate, Department of Human Geography and Planning, Faculty of Geography, University of Tehran, Tehran, Iran.
3 Department of Physical Geography, Faculty of Geography, University of Tehran, Tehran, Iran.
چکیده [English]

Introduction
The water crisis in Iran cannot be attributed solely to natural constraints, climate change, or technical inefficiencies; rather, its underlying causes are rooted in institutional structures, modes of governance, and centralized decision-making patterns. In this context, dams, as one of the most vital infrastructures for water supply and regulation, not only play a technical role in managing water availability but have also become focal points for conflicting interests, power relations, social conflicts, and institutional inefficiencies. The persistence of top-down approaches in dam operation has led to the marginalization of local water stakeholders, the weakening of indigenous institutions, and the erosion of social trust, ultimately challenging the social and environmental sustainability of these structures. Consequently, the transition toward participatory operation management of dam water resources has gained growing attention as a key approach within contemporary water governance.
Adopting an institutional analysis perspective and drawing upon the theoretical frameworks of water governance, collaborative governance, and institutional theories of common-pool resources, this study examines the institutional and social prerequisites for transitioning to participatory operation management of dam water resources in the rural areas of Sanandaj County. Unlike many previous studies that conceptualize participation merely as a managerial tool or an operational mechanism, this research views participation as an institutional–political process whose realization requires redefining the role of the state, reconfiguring power relations, and strengthening the capacities of local institutions. The primary objective of the study is to analyze the institutional barriers and potentials of this transition and to articulate its policy implications for achieving sustainable water resource management in rural areas.
Methodology
Methodologically, this research is qualitative and follows an interpretive–analytical approach based on secondary analysis of qualitative data. The data were derived from a previous qualitative study conducted in the watersheds of the Qeshlaq, Azad, and Zhava dams in Sanandaj County. Data collection in the original study involved in-depth semi-structured interviews with experts, water-sector managers, government officials, and representatives of water user associations. While the original research analyzed the data using a grounded theory approach, the present study re-examines and reinterprets the analyzed data with a specific focus on institutional arrangements, governance structures, and participation. The secondary analysis concentrates on identifying overarching institutional dimensions, explaining relationships among key actors, and examining the interactions between formal and informal rules governing dam operation.
Findings
The findings indicate that one of the most significant obstacles to achieving participatory operation management of dam water resources in Sanandaj County is the persistent dominance of a centralized and control-oriented role of the state in decision-making and implementation processes. The existing water governance structure largely reduces local water users to executors of pre-determined decisions, thereby limiting their capacity for meaningful agency. This situation not only diminishes incentives for participation but also weakens the sense of social ownership over water resources and widens the gap between the formal water management system and local realities. Institutional analysis of the data suggests that a transition to participatory operation management requires a fundamental transformation in the role of the state—from a dominant and directive actor to an institutional facilitator, rule-setter, and mediator of conflicts.
The second key finding relates to the erosion of institutional trust within dam operation and management systems. The results reveal that policy instability, frequent changes in water allocation rules, lack of transparency in decision-making, and weak accountability of formal institutions have generated deep distrust among local water stakeholders. This erosion of trust has transformed participation from a meaningful and voluntary action into a cautious and minimal behavior, creating conditions conducive to water-related conflicts, rule violations, and increased pressure on water resources.
The study also highlights the significant role of local institutions and informal rules in regulating water use relations. Despite the structural decline of formal local institutions in recent decades, customary practices, social networks, and trust-based mechanisms remain active in many rural areas of Sanandaj County and, in practice, compensate for part of the existing institutional gaps. Due to their flexibility and contextual adaptability, these informal rules often enjoy greater legitimacy and effectiveness than formal regulations. However, ignoring these capacities in official dam operation policies has resulted in institutional disjunction and a deepening gap between law and practice realms. The research underscores that the gradual integration of local institutions and informal rules into formal water governance frameworks can enhance the legitimacy, effectiveness, and sustainability of dam water resource management.
Social learning fosters a shared understanding of water-related challenges, clarifies policy objectives, and strengthens a sense of belonging, thereby enhancing trust and cooperation among stakeholders.
Finally, the findings demonstrate a direct relationship between user participation, perceptions of institutional justice, and the reduction of water-related conflicts. The exclusion of water beneficiaries from decision-making processes, institutional fragmentation among responsible agencies, and lack of transparency in resource allocation have led to the perception of dam operation policies as unjust. Genuine participation, through the creation of dialogue mechanisms, improved transparency, and fair distribution of decision-making power, can contribute to conflict reduction and the enhancement of social sustainability in water resource management.
Conclusion
Overall, the results indicate that the transition to participatory operation management of dam water resources in the rural areas of Sanandaj County is an institutional, multi-level, and gradual process. Its realization requires redefining the role of the state, strengthening local institutions, rebuilding institutional trust, and institutionalizing social learning. By emphasizing the institutional and social dimensions of dam operation, this study demonstrates that water sustainability depends not merely on technical interventions but fundamentally on the quality of governance and the ways in which relationships are structured among actors. Without such institutional transformation, participatory management will remain superficial and ineffective.
In sum, this research illustrates that achieving participatory operation management of dam water resources in rural areas necessitates a comprehensive institutional reconfiguration of water governance. Without this reconfiguration, even the most advanced participatory mechanisms will fail to produce sustainable outcomes. The analytical framework presented in this study can serve as a basis for rethinking dam operation policies and for advancing future research on participatory water governance throughout Iran

کلیدواژه‌ها [English]

  • Dams water Resources Management
  • Local Institutions
  • Participatory Operations Management
  • Sanandaj County
  • Water Governance
ازکیا، مصطفی و رستمعلی‌زاده، ولی الله (1393). جنبه‌های اجتماعی نظام آبیاری در ایران. نامه انسان‌شناسی، 12(21)، 1-43. https://doi.org/20.1001.1.17352096.1393.12.21.1.4
الهیاری صادق، مولایی هشجین نصرالله، آمار تیمور، رضایی پرویز (1399). تبیین اثرات وپیامدهای جابجایی سکونتگاه‌های روستایی در محدوده سدهای استان خوزستان. مطالعات برنامه­ریزی سکونتگاه‌های انسانی، 15 (52)، 709-724.  https://doi.org/20.1001.1.25385968.1399.15.3.3.3
برزگر، مریم، قربانی، مهدی، مقدم نیا، علیرضا، و حسن زاده، علیرضا. (1399). تحلیل شبکه بهره برداران محلی روستای گزیر در راستای مدیریت مشارکتی منابع آب. علوم و مهندسی آبخیزداری ایران، 14(49)، 30-39 https://doi.org/20.1001.1.20089554.1399.14.49.6.5
بنی‌واهب، علیرضا. و مظلوم، عصمت (۱۳۸۷). بررسی مسائل و مشکلات بهره‌برداری از شبکه‌های آبیاری و زهکشی و اهمیت مشارکت مردم (مطالعه موردی: حوضه سد اردک). فصلنامه چشم‌انداز جغرافیایی، ۳(۶)، ۷–۲۲. https://sanad.iau.ir/Journal/jshsp/Article/1032531/
شاهرودی، علی اصغر، و چیذری، محمد. (1387). عوامل تأثیر گذار بر مشارکت کشاورزان در مدیریت شبکه‌های آبیاری (مطالعه موردی در استان خراسان رضوی). علوم کشاورزی ایران، 39(1)، 63-75.  https://doi.org/20.1001.1.20084838.1387.39.1.8.8
طاهری تیزرو، عبدالله، قلعه‌بان، میلاد و زارع ابیانه، حمید (1397). بررسی اثر قدرت گروداران ذینفوذ در مدیریت مشارکتی منابع آب دشت قزوین. پژوهش‌های حفاظت آب و خاک (علوم کشاورزی و منابع طبیعی)، 25(2)، 111-130. https://doi.org/10.22069/jwsc.2018.12351.2692
Akhmouch, A., & Clavreul, D. (2016). Stakeholder engagement for inclusive water governance: “Practicing what we preach”. Water, 8(5), 204. https://doi.org/10.3390/w8050204   
Allahyari, S; Molaei Hashjin, N; Amar, T & Rezaei, P (2021). The explanation of the impacts and transitions of rural settlements in the dams of Khuzestan province using the SWOT model, Journal of Studies of Human Settlements Planning, 15(52), 709-724. 20.1001.1.22516735.1398.9.35.3.0 (In Persian)
Allan, J. A., & Mirumachi, N. (2010). Why negotiate? Asymmetric endowments, asymmetric power and the invisible nexus of water, trade and power that brings apparent water security. In: A. Earle, A. Jägerskog, & J. Öjendal (Eds.) Transboundary water management: Principles and practice, (pp. 13–26). London: Earthscan.
Armitage, D., Plummer, R., Berkes, F., Arthur, et al. (2009). Adaptive co-management for social–ecological complexity. Frontiers in Ecology and the Environment, 7(2), 95–102. https://doi.org/10.1890/070089
Azkia, M & Rostamalizadeh, V (2015). Social Aspects of Agricultural Irrigation System in Iran, Iranian Journal of Anthropology, 12(21), 11-43. https://doi.org/20.1001.1.17352096.1393.12.21.1.4 (In Persian)
Baki, C. B., Keïta, A., Palé, S., Traoré, F., et al. (2025). Community Management of Irrigation Infrastructure in Burkina Faso: A Diagnostic Study of Six Dam-Adjacent Irrigation Areas. Agriculture, 15(5), 477. https://doi.org/10.3390/agriculture15050477
Bani Vaheb, A., & Mazloom, E. (2008). A study of the ifissues and problems of the exploitation of the irrigation and drainage networks and significance of people’s participation (Case study: Ardak dam basin). Geographical Perspective, 3(6), 7–22. https://sanad.iau.ir/Journal/jshsp/Article/1032531/ (In Persian)
Barzegar M; ghorbani M; moghadamnia A & hassanzadeh A. (2020) Network Analysis of Local Stakeholders in the village of Gezir for Water Resources Co-management. Jwmseir, 14 (49) :30-39. https://doi.org/20.1001.1.20089554.1399.14.49.6.5 (In Persian)
Beaumont, P. (1974). Water resource development in Iran. The Geographical Journal, 140(3), 418–431.
Boelens, R., Perreault, T., & Vos, J. (2018). Water justice and the politics of recognition. Water Justice, 1–18. Routledge. https://doi.org/10.1017/9781316831847
Brisbois, M. C., & de Loë, R. C. (2016). Power in collaborative approaches to governance for water: A systematic review. Society & Natural Resources, 29(7), 775–790. https://doi.org/10.1080/08941920.2015.1080339
Cleaver, F., & Whaley, L. (2018). Understanding process, power, and meaning in adaptive governance. Ecology and Society, 23(2), 49. https://doi.org/10.5751/ES-10212-230249
Clement, F. (2013). From water productivity to water governance: A critique of neo-institutional approaches. Water Alternatives, 6(1), 129–148.
Cooke, B., & Kothari, U. (2001). Participation: The new tyranny? Zed Books.
Cosens, B., Gunderson, L., Allen, C., & Benson, M. H. (2014). Identifying Legal, Ecological and Governance Obstacles, and Opportunities for Adapting to Climate Change. Sustainability6(4), 2338-2356. https://doi.org/10.3390/su6042338
Cox, M., Arnold, G., & Villamayor-Tomas, S. (2016). A review of design principles for community-based natural resource management. Ecology and Society, 15(4), 38.
Creswell, J. W. (2013). Qualitative inquiry and research design. Sage.
Daneshmehr, H. , Ahmadrash, R. & Karimi, A. (2019). Perceptional Understanding by Local Elites and People around the Zab River’s Water Transfer to Urumieh Lake. Social Studies and Research in Iran8(1), 1-32.     doi: 10.22059/jisr.2019.260880.707(In Persian)
Dietz, T., Ostrom, E., & Stern, P. C. (2003). The struggle to govern the commons. Science, 302(5652), 1907-1912. https://doi.org/10.1126/SCIENCE.1091015      
Emerson, K., & Nabatchi, T. (2015). Collaborative governance regimes. Georgetown University Press.
Falkenmark, M., L. Wang-Erlandsson, and J. Rockström. 2018. Understanding of water resilience in the Anthropocene. Journal of Hydrology X 2: 100009.  https://doi.org/10.1016/j.hydroa.2018.100009  
Fazey, I., Moug, P., Allen, S., Beckmann, K., Blackwood, D., Bonaventura, M., Burnett, K., Danson, M., Falconer, R., Gagnon, AS. and Harkness, R. (2018). Transformation in a changing climate: a research agenda. Climate and Development, 10(3), 217-197. https://doi.org/10.1080/17565529.2017.1301864  
Folke, C., Hahn, T., Olsson, P and Norberg, J. (2005). Adaptive governance of social-ecological systems. Annual Review of Environment and Resources, 30, 441–473. https://doi.org/10.1146/annurev.energy.30.050504.144511
Gaventa, J., & Cornwall, A. (2015). Power and participation. In: The SAGE handbook of development studies (pp. 465–482). SAGE Publications.
Grindle, M. S. (2017). Good governance, R.I.P.: A critique and an alternative. Governance, 30(1), 17–22. https://doi.org/10.1111/gove.12223
Heaton, J. (2004). Reworking qualitative data. Sage.
Hickey, S., & Mohan, G. (2013). Participation: From tyranny to transformation? Exploring new approaches to participation in development. Zed Books.
Hoogesteger, J., Bolding, A., Sanchis-Ibor, C., Veldwisch, G. J., Venot, J-P., Vos, J., & Boelens, R. (2023). Communality in farmer managed irrigation systems: Insights from Spain, Ecuador, Cambodia and Mozambique. Agricultural Systems, 204, 103552. https://doi.org/10.1016/j.agsy.2022.103552
Hooghe, L., & Marks, G. (2003). Unraveling the central state. American Political Science Review, 97(2), 233–243. https://doi.org/10.5751/ES-03704-150438
Irwin, S. (2013). Qualitative secondary data analysis. SAGE Handbook of Qualitative Data Analysis.
Jiménez, A., Saikia, P., Giné, R., Avello, P., Lettenmaier, D., & Ward, R. (2020). Unpacking water governance: A framework for practitioners. Water, 12(2), 1–17. https://doi.org/10.3390/w12030827
Kalantar, M. , Safiri, K. and Saei Arasi, I. (2025). Factors Affecting the Failure of the Stakeholders of the Holeylan Irrigation and Drainage Network in Ilam (Case Study: Villages Benefiting from the Holeylan Irrigation and Drainage Network in Ilam Province). Community Development (Rural-Urban)16(2), 479-500. doi: 10.22059/jrd.2025.384265.668881 (In Persian)
Long, N. (2001). Development sociology: Actor perspectives. Routledge
lslam, M, Kashem, S, Momtaz, Z, Hasan, M.D Mehedi (2023). An application of the participatory approach to develop an integrated water resources management (IWRM) system for the drought-affected region of Bangladesh. Heliyon 9 (3), 1-12. https://doi.org/10.1016/j.heliyon.2023.e14260
Madani, K. (2014). Water management in Iran: What is causing the looming crisis? Journal of Environmental Studies and Sciences, 4(4), 315–328. https://doi.org/10.1007/s13412-014-0182-z
Molle, F. (2009). River-basin planning and management. Water International, 34(3), 484–506. https://doi.org/10.1016/J.GEOFORUM.2009.03.004
Mollinga, P. P. (2008). Water, politics and development: Framing a political sociology of water resources management. Water Alternatives, 1(1), 7–23.
Newig, J., Challies, E., Jager, N. W., Kochskämper, E., & Adzersen, A. (2018). The environmental performance of participatory and collaborative governance: A framework of causal mechanisms. Policy Studies Journal, 46(2), 269–297. https://doi.org/10.1111/psj.12209
North, D. (1990). Institutions, institutional change and economic performance. Cambridge University Press.
Ostrom, E. (1990). Governing the commons. Cambridge University Press.
Ostrom, E. (2005). Understanding institutional diversity. Princeton University Press.
Ostrom, E. (2010). Beyond markets and states: Polycentric governance of complex economic systems. American Economic Review, 100(3), 641–672.  https://doi.org/10.1257/aer.100.3.641
Pahl-Wostl, C. (2015). Water governance in the face of global change. Springer.
Pahl-Wostl, C., Lebel, L., Knieper, C., & Nikitina, E. (2012). From applying panaceas to mastering complexity: Toward adaptive water governance in river basins. Environmental Science & Policy, 23, 24–34. https://doi.org/10.1016/j.envsci.2012.07.014
Pretty, J. (2003). Social capital and the collective management of resources. Science, 302(5652), 1912–1914.  https://doi.org/10.1126/science.1090847
Putnam, R. D. (1993). Making democracy work: Civic traditions in modern Italy. Princeton University      Press.
Quick, K. S., & Feldman, M. S. (2014). Boundaries as junctures: Collaborative boundary work for building efficient resilience. Journal of Public Administration Research and Theory, 24(3), 673–695. https://doi.org/10.1093/jopart/mut085
Reed, M. S., Vella, S., Challies, et al., (2018). A theory of participation: What makes stakeholder and public engagement in environmental management work? Restoration Ecology, 26(S1), S7–S17. https://doi.org/10.1111/rec.12541
Rijke, J., Farrelly, M., Brown, R. R., & Zevenbergen, C. (2013). Configuring transformative governance to enhance resilient urban water systems. Environmental Science & Policy, 25, 62–72. https://doi.org/10.1016/j.envsci.2012.09.012
Rojas, R.; Castilla-Rho, J.; Bennison, G.; Bridgart, R.; Prats, C.; Claro, E (2022). Participatory and Integrated Modelling under Contentious Water Use in Semiarid Basins. Hydrology, 9, 49. https://doi.org/10.3390/hydrology9030049
Scott, W. R. (2014). Institutions and organizations: Ideas, interests, and identities (4th ed.). SAGE Publications.
Scudder, T. (2005). The future of large dams. Earthscan.
Shahroudi, A. and Chizari, M. (2009). Factors Influencing Farmers’ Participation in Irrigation Networks Management (A Case Study of Khorasan-e-Razavi Province, Iran). Iranian Journal of Agricultural Economics and Development Research39(1), 63-75. https://dor.isc.ac/dor/20.1001.1.20084838.1387.39.1.8.8 (In Persian)
Taheri Tizro, A. , Ghallehban Tekmedash, M. and Zare abyaneh, H. (2018). Stakeholder analysis in cooperative management of water resources in Qazvin plain: Investigation of powerful stakeholder’s impact. Journal of Water and Soil Conservation25(2), 111-130. https://doi.org/ 10.22069/jwsc.2018.12351.2692 (In Persian)
Tilt, B., Braun, Y., & He, D. (2009). Social impacts of large dam projects: a comparison of international case studies and implications for best practice. Journal of environmental management, 90 Suppl 3, S249–S257. https://doi.org/10.1016/j.jenvman.2008.07.030
Villamayor-Tomas, S., & García-López, G. (2018). The influence of community-based resource management on equity outcomes: A systematic review. Environmental Science & Policy, 86, 34–45.
Voorberg, W. H., Bekkers, V. J. J. M., & Tummers, L. G. (2015). A systematic review of co-creation and co-production: Embarking on the social innovation journey. Public Management Review, 17(9), 1333–1357 https://doi.org/10.1080/14719037.2014.930505   
Whaley, L., & Cleaver, F. (2017). Can ‘functionality’ save the community management model of water services? Water Resources and Rural Development, 9, 56–66. https://doi.org/10.1016/j.wrr.2017.04.001
World Commission on Dams. (2000). Dams and development: A new framework for decision-making. London: Earthscan.
Yanow, D. (2000). Conducting interpretive policy analysis. Sage.